The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

Robinhood Securities and Robinhood Financial have agreed to pay a combined $45 million penalty to the SEC after an ...

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and ...

Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in penalties to settle SEC charges of ...

Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with ...

The Securities and Exchange Commission said popular fractional ownership trading platform Robinhood violated more than 10 ...

Robinhood has agreed to pay $45 million after the SEC found 10 separate securities law violations by two of its ...

Robinhood fined $45 million for SEC violations involving trading and compliance failures. Learn about the settlement and key issues.

While Robinhood did not admit or deny the SEC’s allegations, the firm acknowledged its failures and said that it was pleased ...

Earlier this week, the Securities and Exchange Commission filed a civil complaint in the U.S. District Court for the District ...

The Securities and Exchange Commission on Friday announced settled charges against registered investment advisers Wells Fargo Clearing Services ...