SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in ...
SEC’s Gensler not backing down from crypto crackdown as he exits: 'I feel very good about what we’ve done'
Securities and Exchange Commission chair Gary Gensler is not backing down from his views about the cryptocurrency industry as ...
SEC enforcement blitz targets 7 financial firms as Biden administration winds down
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
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SEC Charges Robinhood Over 10 Violations, Including Identity Theft And Trading Data Failures
Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in penalties to settle SEC charges of ...
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with ...
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SEC sanctions Robinhood violations
A pair of broker-dealers that operate under the Robinhood name are being sanctioned by the U.S. Securities and Exchange Commission (SEC) for a series of regulatory violations, including alleged ...
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Robinhood to Pay $45 Million in SEC Settlement Over Regulatory Failures
Robinhood fined $45 million for SEC violations involving trading and compliance failures. Learn about the settlement and key issues.
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SEC sues Elon Musk, accusing him of withholding info that cost Twitter investors millions
The Securities and Exchange Commission on Tuesday filed a lawsuit against Elon Musk, alleging the X owner misled shareholders about his Twitter stock purchases in 2022. The suit alleges Musk ...
Crypto litigation brought against the SEC and the implications of a new administration
Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...
Robinhood to pay $45M to resolve range of SEC claims
The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to ...