Trump taps Republican Uyeda as acting SEC chair, White House says
Newly sworn-in President Donald Trump has tapped Mark Uyeda, a Republican member of the U.S. Securities and Exchange ...
JD Supra25m
“Under the Wire” E-Comms Settlements: More Confusion Than Closure
On January 13, 2025, the U.S. Securities and Exchange Commission announced settled enforcement actions with five registered investment advisers ...
The Highland County Press45m
Ohio Department of Commerce Divisions of Securities, Financial Institutions announce multistate settlements
The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells ...